| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | RO | 證券交易 | 2020-07-03 | - |
| Rep | 就證券提供意見 | 2020-02-07 | - | |
| Rep | 提供資產管理 | 2020-02-07 | - | |
| Rep | 證券交易 | 2020-01-02 | 2020-07-03 | |
| Yunfeng Financial Markets Limited | RO | 證券交易 | 2016-11-22 | 2019-11-04 |
| Yunfeng Securities Limited | RO | 證券交易 | 2016-11-22 | 2019-11-04 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2015-05-04 | 2016-09-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-05-04 | 2016-09-18 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2015-05-04 | 2016-09-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2012-03-23 | 2015-04-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-12-08 | 2015-04-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-12-08 | 2015-04-14 |
已採集記錄中暫無金管局登記。