| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-08-17 | 2022-05-12 |
| CMB International Securities Limited | Rep | 證券交易 | 2021-08-17 | 2022-05-12 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2006-09-28 | 2021-03-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-09-28 | 2021-03-31 |