| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2021-06-21 | - |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2021-06-21 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-06-21 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-04-29 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-04-29 | - |
| iBest Investment Services Limited | Rep | 槓桿式外匯交易 | 2017-07-18 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2005-09-12 | 2019-10-18 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-02-25 | 2021-04-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-02-25 | 2021-04-08 |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期貨合約交易 | 2004-05-20 | 2005-02-17 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-23 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-23 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-23 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-09-23 |
| Rep | 證券交易 | 2003-04-01 | 2005-02-17 |