| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2008-10-15 | 2012-07-18 |
| Rep | 證券交易 | 2007-08-20 | 2012-07-18 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2006-08-04 | 2012-07-18 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2005-05-30 | 2006-07-17 |