| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL RESEARCH LIMITED | RO | 就證券提供意見 | 2011-08-08 | 2015-05-12 |
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2009-01-05 | 2011-06-16 |
| Rep | 就證券提供意見 | 2008-11-24 | 2009-01-05 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-04-24 | 2007-05-23 |