| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2015-08-25 | 2021-10-08 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-08-25 | 2021-10-08 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2015-08-25 | 2021-10-08 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-08-25 | 2021-10-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-06-21 | 2015-07-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2013-06-21 | 2015-07-25 |
| Rep | 槓桿式外匯交易 | 2011-05-20 | 2015-07-25 |