| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-08-19 | - |
| Everbright Securities Global (HK) Limited | Rep | 就機構融資提供意見 | 2009-09-14 | 2009-10-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-05-26 | 2009-10-31 |
| Rep | 就證券提供意見 | 2007-12-27 | 2009-10-31 |
已採集記錄中暫無金管局登記。