| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | Rep | 就證券提供意見 | 2026-06-24 | - |
| RO | 期貨合約交易 | 2026-06-24 | - | |
| RO | 證券交易 | 2026-06-24 | - | |
| Rep | 期貨合約交易 | 2026-03-09 | 2026-06-24 | |
| Rep | 證券交易 | 2026-03-09 | 2026-06-24 | |
| uSmart Securities Limited | RO | 就期貨合約提供意見 | 2026-01-06 | 2026-02-28 |
| RO | 期貨合約交易 | 2026-01-06 | 2026-02-28 | |
| RO | 證券交易 | 2025-01-03 | 2026-02-28 | |
| Rep | 證券交易 | 2024-11-20 | 2025-01-03 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2018-09-06 | 2024-02-21 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-02-23 | 2024-02-21 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-02-23 | 2018-09-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-10-25 | 2013-01-02 |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就證券提供意見 | 2004-10-05 | 2005-05-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-06-01 | 2005-05-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-06-01 | 2005-05-01 |
已採集記錄中暫無金管局登記。