| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2024-09-24 | - |
| Rep | 證券交易 | 2017-10-03 | - | |
| Rep | 證券交易 | 2016-08-29 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2016-07-07 | 2017-10-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2015-04-15 | 2016-06-10 |
| iBest Consultants Limited | Rep | 證券交易 | 2014-06-10 | 2016-06-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-14 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-14 | |
| Rep | 證券交易 | 2003-04-01 | 2012-07-14 |