| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2023-06-30 | - |
| Rep | 提供資產管理 | 2023-06-30 | - | |
| Rep | 證券交易 | 2023-06-30 | - | |
| CNCB (Hong Kong) Capital Limited | Rep | 就證券提供意見 | 2022-11-21 | 2023-03-26 |
| Rep | 證券交易 | 2022-11-21 | 2023-03-26 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2021-10-25 | 2022-10-25 |
| Rep | 證券交易 | 2021-10-25 | 2022-10-25 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2021-10-25 | 2022-10-25 |
| Rep | 證券交易 | 2021-10-25 | 2022-10-25 | |
| ABCI ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2018-04-20 | 2018-12-13 |
| Rep | 提供資產管理 | 2018-04-16 | 2018-12-13 | |
| China Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2015-09-15 | 2018-04-03 |
| Rep | 證券交易 | 2015-09-15 | 2018-04-03 | |
| XinKong International Securities Limited | Rep | 證券交易 | 2015-08-21 | 2015-09-02 |
| Rep | 期貨合約交易 | 2013-03-27 | 2015-09-02 | |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | 槓桿式外匯交易 | 2013-03-04 | 2015-07-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2011-06-14 | 2012-09-01 |
已採集記錄中暫無金管局登記。