| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HALCYON SECURITIES LIMITED | Rep | 期貨合約交易 | 2014-10-23 | 2017-10-12 |
| Rep | 證券交易 | 2014-10-23 | 2017-10-12 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2012-03-26 | 2014-10-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-08-25 | 2014-10-15 |