| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2017-10-03 | 2018-03-31 |
| Rep | 證券交易 | 2017-10-03 | 2018-03-31 | |
| Rep | 就證券提供意見 | 2015-02-17 | 2017-10-02 | |
| Rep | 證券交易 | 2015-02-17 | 2017-10-02 | |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2012-05-31 | 2015-01-24 |
| Rep | 證券交易 | 2012-05-31 | 2015-01-24 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-04-29 | 2012-01-19 |