| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2024-12-27 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2024-12-27 | - |
| Rep | 證券交易 | 2024-12-27 | - | |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2020-12-16 | 2024-11-09 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-01-16 | 2024-11-09 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-01-16 | 2024-11-09 |
| OnePlatform Securities Limited | Rep | 證券交易 | 2017-10-20 | 2017-12-30 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2017-06-01 | 2017-09-27 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2017-06-01 | 2017-09-27 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2015-04-24 | 2017-05-11 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2013-08-12 | 2017-05-11 |
| BCT Financial Limited | Rep | 就證券提供意見 | 2013-05-06 | 2013-06-24 |
| Rep | 證券交易 | 2013-05-06 | 2013-06-24 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2011-10-06 | 2013-04-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-06-02 | 2011-10-03 |
已採集記錄中暫無金管局登記。