| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2012-06-29 | 2019-10-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-08-09 | 2011-12-29 |
| FTL Wealth Management (HK) Limited | Rep | 就證券提供意見 | 2007-04-02 | 2010-11-30 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-06-10 |
| Rep | 就證券提供意見 | - | 2004-06-10 | |
| Rep | 提供資產管理 | - | 2004-06-10 | |
| Rep | 證券交易 | - | 2006-05-18 |