| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2016-09-23 | 2017-03-17 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2011-11-11 | 2016-07-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-08-07 | 2011-10-11 |