| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Halbis Capital Management (Hong Kong) Limited | Rep | 提供資產管理 | 2006-04-21 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2006-04-21 | 2021-09-10 |
| Halbis Capital Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2006-04-11 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2006-04-11 | 2021-09-10 |
| FOX-PITT, KELTON (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-09-26 |
| Rep | 提供資產管理 | - | 2003-09-26 | |
| Rep | 就證券提供意見 | - | 2006-03-17 | |
| Rep | 證券交易 | - | 2006-03-17 |