| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BCT Financial Limited | Rep | 證券交易 | 2022-06-22 | - |
| Rep | 就證券提供意見 | 2022-05-30 | - | |
| HAMON ASSET MANAGEMENT LIMITED | RO | 就期貨合約提供意見 | 2014-08-05 | 2022-03-01 |
| PFP Capital Limited | RO | 就期貨合約提供意見 | 2014-08-05 | 2022-03-01 |
| HAMON ASIAN ADVISORS LIMITED | RO | 就證券提供意見 | 2011-08-03 | 2022-03-01 |
| RO | 提供資產管理 | 2011-08-03 | 2022-03-01 | |
| HAMON ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2011-08-03 | 2022-03-01 |
| RO | 就證券提供意見 | 2011-08-03 | 2022-04-20 | |
| PFP Capital Limited | RO | 就證券提供意見 | 2011-08-03 | 2022-03-01 |
| RO | 提供資產管理 | 2011-08-03 | 2022-03-01 | |
| HAMON ASIAN ADVISORS LIMITED | Rep | 就證券提供意見 | 2011-05-24 | 2011-08-03 |
| Rep | 提供資產管理 | 2011-05-24 | 2011-08-03 | |
| HAMON ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-05-24 | 2011-08-03 |
| Rep | 提供資產管理 | 2011-05-24 | 2011-08-03 | |
| Rep | 就期貨合約提供意見 | 2011-05-24 | 2014-08-05 | |
| PFP Capital Limited | Rep | 就證券提供意見 | 2011-05-24 | 2011-08-03 |
| Rep | 提供資產管理 | 2011-05-24 | 2011-08-03 | |
| Rep | 就期貨合約提供意見 | 2011-05-24 | 2014-08-05 | |
| SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-04-22 | 2011-02-17 |
| Rep | 提供資產管理 | 2010-04-22 | 2011-02-17 | |
| Rep | 證券交易 | 2010-04-22 | 2011-02-17 | |
| AMUNDI ASSET MANAGEMENT | RO | 就證券提供意見 | 2004-07-01 | 2008-01-01 |
| RO | 提供資產管理 | 2004-07-01 | 2008-01-01 | |
| Amundi Hong Kong Limited | RO | 就證券提供意見 | 2004-05-11 | 2011-04-30 |
| RO | 提供資產管理 | 2004-05-11 | 2011-04-30 | |
| RO | 證券交易 | 2004-05-11 | 2011-04-30 | |
| CREDIT AGRICOLE ASSET MANAGEMENT | RO | 就證券提供意見 | 2004-05-11 | 2004-07-02 |
| RO | 提供資產管理 | 2004-05-11 | 2004-07-02 | |
| Amundi Hong Kong Limited | Rep | 就證券提供意見 | 2003-10-21 | 2004-05-11 |
| Rep | 提供資產管理 | 2003-10-21 | 2004-05-11 | |
| Rep | 證券交易 | 2003-10-21 | 2004-05-11 | |
| CREDIT AGRICOLE ASSET MANAGEMENT | Rep | 就證券提供意見 | 2003-10-21 | 2004-05-11 |
| Rep | 提供資產管理 | 2003-10-21 | 2004-05-11 | |
| HAMON ASIAN ADVISORS LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-05 | |
| HAMON ASSET MANAGEMENT LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-05 | |
| PFP Capital Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-05 |
已採集記錄中暫無金管局登記。