| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | RO | 就期貨合約提供意見 | 2025-12-04 | - |
| RO | 提供資產管理 | 2025-12-04 | - | |
| RO | 期貨合約交易 | 2025-12-04 | - | |
| RO | 證券交易 | 2021-08-19 | - | |
| RO | 就證券提供意見 | 2017-07-06 | - | |
| Rep | 證券交易 | 2017-07-06 | 2021-08-19 | |
| Delta Asia Wealth Management Limited | RO | 就證券提供意見 | 2017-07-06 | 2025-08-25 |
| RO | 提供資產管理 | 2017-07-06 | 2025-08-25 | |
| DELTA ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-02-25 | 2017-07-06 |
| HAMON ASIAN ADVISORS LIMITED | Rep | 就證券提供意見 | 2008-04-21 | 2015-12-17 |
| HAMON ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-01-31 | 2015-12-17 |
| PFP Capital Limited | Rep | 就證券提供意見 | 2007-01-31 | 2015-12-17 |
| DELTA ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2004-08-18 | 2007-01-11 |
| Rep | 證券交易 | 2004-08-18 | 2007-01-11 |
已採集記錄中暫無金管局登記。