| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANG SENG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2007-06-13 | 2015-10-13 |
| Rep | 期貨合約交易 | 2007-06-13 | 2015-10-13 | |
| HANG SENG SECURITIES LIMITED | RO | 證券交易 | 2006-02-02 | 2015-10-13 |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | 就證券提供意見 | 2004-02-02 | 2015-10-13 |
| RO | 證券交易 | 2004-02-02 | 2015-10-13 | |
| Rep | 就機構融資提供意見 | - | 2003-12-23 | |
| Rep | 提供資產管理 | - | 2003-12-23 | |
| Rep | 就證券提供意見 | - | 2004-02-02 | |
| Rep | 證券交易 | - | 2004-02-02 |