| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 證券交易 | 2007-12-13 | 2013-03-16 |
| HANG SENG FUTURES LIMITED | Rep | 提供資產管理 | - | 2005-02-12 |
| Rep | 就期貨合約提供意見 | - | 2011-07-27 | |
| Rep | 期貨合約交易 | - | 2011-07-27 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-30 |
| Rep | 就期貨合約提供意見 | - | 2013-03-16 | |
| Rep | 就證券提供意見 | - | 2013-03-16 | |
| Rep | 提供資產管理 | - | 2013-03-16 |