| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2016-02-01 | 2018-10-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2016-02-01 | 2018-10-19 |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-12-09 | 2015-07-01 |
| Rep | 提供資產管理 | 2008-12-09 | 2015-07-01 | |
| Rep | 證券交易 | 2008-12-09 | 2015-07-01 |