| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Fubon Fund Management (Hong Kong) Limited | RO | 就證券提供意見 | 2019-08-19 | 2024-04-30 |
| RO | 提供資產管理 | 2019-08-19 | 2024-04-30 | |
| Rep | 就證券提供意見 | 2019-03-20 | 2019-08-19 | |
| Rep | 提供資產管理 | 2019-03-20 | 2019-08-19 | |
| Rep | 證券交易 | 2019-03-20 | 2024-04-30 | |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 提供資產管理 | 2013-05-07 | 2017-04-28 |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2010-09-17 | 2013-03-27 |
| Rep | 就證券提供意見 | 2010-09-17 | 2013-03-27 | |
| Rep | 提供資產管理 | 2010-09-17 | 2013-03-27 | |
| Rep | 證券交易 | 2010-09-17 | 2013-03-27 | |
| Beevest Securities Limited | Rep | 提供資產管理 | 2010-03-04 | 2010-07-30 |
| Rep | 證券交易 | 2007-03-06 | 2010-07-30 |