| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANG SENG INVESTMENT SERVICES LIMITED | RO | 就證券提供意見 | 2011-08-11 | - |
| Rep | 就證券提供意見 | 2011-07-22 | 2011-08-11 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2009-08-24 | 2011-04-25 |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2006-04-21 | 2007-07-14 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2004-05-05 | 2006-01-23 |