| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 提供資產管理 | 2011-08-05 | - |
| Rep | 證券交易 | 2011-08-05 | - | |
| Rep | 提供自動化交易服務 | 2011-08-05 | 2011-08-30 | |
| Rep | 就證券提供意見 | 2011-08-05 | 2011-10-30 | |
| PEGASUS FUND MANAGERS LIMITED | Rep | 證券交易 | 2011-03-08 | 2011-05-04 |
| Rep | 提供資產管理 | 2007-01-31 | 2011-05-04 | |
| Rep | 提供資產管理 | 2003-06-02 | 2003-12-04 | |
| Rep | 就證券提供意見 | 2003-06-02 | 2011-05-04 |