| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HARVEST GLOBAL INVESTMENTS LIMITED | RO | 證券交易 | 2011-03-09 | 2015-12-28 |
| RO | 就證券提供意見 | 2011-02-11 | 2015-12-28 | |
| RO | 提供資產管理 | 2011-02-11 | 2015-12-28 | |
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | RO | 就證券提供意見 | 2006-08-08 | 2007-11-30 |
| RO | 提供資產管理 | 2006-08-08 | 2007-11-30 | |
| RO | 證券交易 | 2006-08-08 | 2007-11-30 | |
| DWS Investments Hong Kong Limited | Rep | 就證券提供意見 | 2005-08-16 | 2005-10-05 |
| Rep | 提供資產管理 | 2005-08-16 | 2005-10-05 | |
| Rep | 證券交易 | 2005-08-16 | 2005-10-05 | |
| RO | 就機構融資提供意見 | - | 2003-06-12 | |
| RO | 就證券提供意見 | - | 2005-08-16 | |
| RO | 提供資產管理 | - | 2005-08-16 | |
| RO | 證券交易 | - | 2005-08-16 |