| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HENYEP SECURITIES LIMITED | Rep | 證券交易 | 2006-08-08 | 2014-09-30 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2006-05-09 | 2006-06-15 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2003-04-30 | 2006-03-10 |
| Quam Securities Limited | Rep | 就機構融資提供意見 | - | 2003-04-14 |
| Rep | 就證券提供意見 | - | 2003-04-14 | |
| Rep | 提供資產管理 | - | 2003-04-14 | |
| Rep | 證券交易 | - | 2003-04-14 |