| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2025-09-09 | - |
| WIN WONG SECURITIES LIMITED | Rep | 證券交易 | 2019-01-09 | 2025-08-22 |
| HENYEP SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-11-02 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-11-02 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-11-02 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-12-14 | |
| Rep | 證券交易 | 2003-04-01 | 2018-10-15 |