| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2014-01-20 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2014-01-20 | - |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-06-07 | 2013-12-09 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2008-07-28 | 2013-12-09 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-12-03 | 2013-12-09 |
已採集記錄中暫無金管局登記。