| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Linkways Asset Management Limited | Rep | 提供資產管理 | 2025-04-10 | - |
| Linkways Investment Management Limited | Rep | 就證券提供意見 | 2025-03-28 | - |
| Rep | 期貨合約交易 | 2025-03-28 | - | |
| Rep | 證券交易 | 2025-03-28 | - | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-12-16 | 2025-02-07 |
| Rep | 槓桿式外匯交易 | 2014-01-09 | 2014-11-26 | |
| Rep | 期貨合約交易 | 2014-01-09 | 2025-02-07 | |
| Rep | 證券交易 | 2014-01-09 | 2025-02-07 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2011-08-15 | 2013-12-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-05-27 | 2013-12-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-05-27 | 2013-12-20 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-03-12 | 2011-05-19 |
| Rep | 證券交易 | 2009-03-12 | 2011-05-19 |
已採集記錄中暫無金管局登記。