| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-12-18 | - |
| Rep | 期貨合約交易 | 2014-01-06 | - | |
| Rep | 證券交易 | 2014-01-06 | - | |
| Rep | 槓桿式外匯交易 | 2014-01-06 | 2014-11-21 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2007-01-22 | 2013-12-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-01-22 | 2013-12-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-01-22 | 2013-12-13 |