| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2014-04-29 | 2020-07-31 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2014-04-29 | 2020-07-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-07-21 | 2013-12-23 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | - | 2013-12-23 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | - | 2004-09-10 |
| Rep | 提供資產管理 | - | 2004-09-10 |
| Rep | 期貨合約交易 | - | 2013-12-23 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 提供自動化交易服務 | - | 2003-09-02 |
| RO | 就機構融資提供意見 | - | 2004-09-10 |
| RO | 就證券提供意見 | - | 2004-09-10 |
| RO | 提供資產管理 | - | 2004-09-10 |
| RO | 證券交易 | - | 2005-07-21 |