Personnel Hong Kong SFC License Details (ID 82937)

Personnel Hong Kong SFC License Details (ID 82937)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	RO	就期貨合約提供意見	2017-12-20	2020-03-14
	RO	期貨合約交易	2017-12-20	2020-03-14
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	就證券提供意見	2015-04-10	2020-03-14
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	期貨合約交易	2015-02-16	2017-12-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	槓桿式外匯交易	2015-02-16	2016-05-23
	Rep	證券交易	2015-02-16	2020-03-14
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2014-01-02	2015-01-09
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2014-01-02	2015-01-09
HSBC BROKING FOREX (ASIA) LIMITED	Rep	槓桿式外匯交易	2008-07-28	2013-12-20
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2008-06-19	2013-12-20
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	證券交易	2008-06-19	2013-12-20