| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2026-11-02 | - |
| Rep | 期貨合約交易 | 2026-11-02 | - | |
| Rep | 證券交易 | 2026-11-02 | - | |
| Rep | 槓桿式外匯交易 | 2026-11-02 | - | |
| Rep | 就證券提供意見 | 2026-08-03 | 2026-11-01 | |
| Rep | 證券交易 | 2026-08-03 | 2026-11-01 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2017-08-07 | 2026-11-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-08-07 | 2026-11-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2017-08-07 | 2026-08-02 |
| Rep | 就證券提供意見 | 2015-03-24 | 2026-08-02 | |
| HSBC BROKING FOREX (ASIA) LIMITED | RO | 槓桿式外匯交易 | 2014-03-24 | 2017-08-07 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | 期貨合約交易 | 2014-03-24 | 2017-08-07 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 證券交易 | 2014-03-24 | 2017-08-07 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2014-03-24 | 2017-07-16 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2014-03-24 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-08-05 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-05 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2014-03-24 | |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-08-05 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-05 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2013-01-22 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-09-02 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-05 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-05 | |
| Rep | 證券交易 | 2003-04-01 | 2014-03-24 |
已採集記錄中暫無金管局登記。