| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-09-04 | - |
| Rep | 證券交易 | 2026-09-04 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-09-04 | - |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-03-09 | 2026-06-26 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2006-10-26 | 2026-06-26 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2006-08-21 | 2026-06-26 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-08-21 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-08-21 | 2026-06-26 |
已採集記錄中暫無金管局登記。