| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-01-15 | - |
| Rep | 期貨合約交易 | 2014-01-16 | - | |
| Rep | 證券交易 | 2014-01-16 | - | |
| Rep | 槓桿式外匯交易 | 2014-01-16 | 2014-11-27 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2010-05-07 | 2013-12-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-11-13 | 2013-12-18 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-11-13 | 2013-08-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2009-11-13 | 2013-12-18 |
已採集記錄中暫無金管局登記。