| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2026-08-03 | - |
| Rep | 證券交易 | 2026-08-03 | - | |
| Rep | 就證券提供意見 | 2015-03-24 | 2026-08-02 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2008-04-24 | - |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-10-04 | - |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-10-04 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-09-17 | 2026-08-02 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-09-17 | 2013-01-22 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-03-07 | 2007-07-25 |