Lo, Chi Yin (SFC:AVM939) 羅智言
證監會中央編號:AVM939
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-05-04 | - |
| Rep | 期貨合約交易 | 2014-02-24 | - | |
| Rep | 證券交易 | 2014-02-24 | - | |
| Rep | 槓桿式外匯交易 | 2014-02-24 | 2014-11-26 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2010-07-20 | 2014-01-29 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-07-20 | 2014-01-29 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-07-20 | 2014-01-29 |
已採集記錄中暫無金管局登記。