| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2016-09-30 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-09-30 | - |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2014-06-20 | 2014-11-26 |
| Rep | 期貨合約交易 | 2014-06-20 | 2016-09-14 | |
| Rep | 證券交易 | 2014-06-20 | 2016-09-14 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2009-08-04 | 2014-05-30 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-06-11 | 2014-05-30 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2009-06-11 | 2014-05-30 |
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