| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2017-08-15 | 2017-11-21 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-01-05 | 2013-08-19 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2005-10-25 | 2013-12-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2005-04-15 | 2013-12-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-04-15 | 2013-12-19 |