| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRIME COURAGE SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-09-25 | - |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2016-02-25 | 2020-09-10 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2016-02-25 | 2020-09-10 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2012-10-18 | 2016-02-06 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2012-10-18 | 2016-02-06 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2012-10-09 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-08-05 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-05 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2012-10-09 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-09-02 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-05 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-05 | |
| Rep | 證券交易 | 2003-04-01 | 2012-10-09 |
已採集記錄中暫無金管局登記。