| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2025-09-23 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2025-09-23 | - |
| Rep | 證券交易 | 2025-09-23 | - | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-03-01 | 2022-07-29 |
| Rep | 槓桿式外匯交易 | 2014-07-10 | 2014-11-26 | |
| Rep | 期貨合約交易 | 2014-07-10 | 2022-07-29 | |
| Rep | 證券交易 | 2014-07-10 | 2022-07-29 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2004-06-08 | 2014-06-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2004-06-08 | 2014-06-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2004-04-27 | 2014-06-13 |
已採集記錄中暫無金管局登記。