| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2010-10-26 | 2012-04-26 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-07-23 | 2012-04-26 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-07-23 | 2012-04-26 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2010-03-23 | 2010-07-08 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2010-03-23 | 2010-07-08 |