| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-02-09 | - |
| Rep | 期貨合約交易 | 2014-01-07 | - | |
| Rep | 證券交易 | 2014-01-07 | - | |
| Rep | 槓桿式外匯交易 | 2014-01-07 | 2014-11-26 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2007-05-31 | 2013-12-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-04-10 | 2013-12-13 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-04-10 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-04-10 | 2013-12-13 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2004-11-13 | 2007-02-17 |
已採集記錄中暫無金管局登記。