| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Topaz Financial Group Limited | RO | 就期貨合約提供意見 | 2019-04-25 | - |
| RO | 就證券提供意見 | 2019-04-25 | - | |
| RO | 期貨合約交易 | 2017-01-18 | - | |
| RO | 證券交易 | 2017-01-18 | - | |
| TOPAZ CAPITAL MANAGEMENT LIMITED | RO | 提供資產管理 | 2016-07-05 | - |
| Rep | 提供資產管理 | 2015-01-26 | 2016-07-05 | |
| Topaz Financial Group Limited | Rep | 期貨合約交易 | 2012-11-15 | 2017-01-18 |
| Rep | 證券交易 | 2012-11-15 | 2017-01-18 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2008-07-24 | 2012-09-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-06-23 | 2012-09-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2008-06-23 | 2012-09-01 |
已採集記錄中暫無金管局登記。