| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-03-24 | 2026-01-14 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2014-12-11 | 2026-01-14 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-12-11 | 2026-01-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-12-11 | 2026-01-14 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2014-01-09 | 2014-11-12 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-01-09 | 2014-11-12 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2007-05-31 | 2013-12-23 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-01-22 | 2013-12-23 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-01-22 | 2013-12-23 |