Yuen, Kwok Hung (SFC:ABV109) 袁國雄
證監會中央編號:ABV109
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | RO | 就證券提供意見 | 2026-06-02 | - |
| RO | 期貨合約交易 | 2026-06-02 | - | |
| RO | 證券交易 | 2026-06-02 | - | |
| Rep | 就證券提供意見 | 2018-09-06 | 2026-06-02 | |
| Rep | 槓桿式外匯交易 | 2014-01-22 | 2014-11-26 | |
| Rep | 期貨合約交易 | 2014-01-22 | 2026-06-02 | |
| Rep | 證券交易 | 2014-01-22 | 2026-06-02 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2013-12-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-09-10 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-09-10 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2013-12-19 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-09-02 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-09-10 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-09-10 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-09-10 | |
| Rep | 證券交易 | 2003-04-01 | 2013-12-19 |
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