| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-12-17 | - |
| Rep | 期貨合約交易 | 2015-09-11 | - | |
| Rep | 證券交易 | 2015-09-11 | - | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-03-24 | 2015-08-26 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2012-02-13 | 2015-08-26 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2015-08-26 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-09-15 | 2015-08-26 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2006-07-31 | 2007-08-04 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2006-03-28 | 2007-08-04 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-03-28 | 2007-08-04 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-03-28 | 2007-08-04 |
| GET NICE FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2005-06-21 | 2006-02-10 |
| GET NICE SECURITIES LIMITED | Rep | 證券交易 | 2005-06-21 | 2006-02-10 |
已採集記錄中暫無金管局登記。