| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2026-08-03 | - |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-03-26 | - |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-01-11 | 2026-08-02 |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2004-08-23 | 2005-01-05 |