| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WING FUNG SECURITIES LIMITED | Rep | 提供資產管理 | 2019-06-25 | - |
| WING FUNG FUTURES LIMITED | RO | 期貨合約交易 | 2018-07-23 | - |
| WING FUNG SECURITIES LIMITED | RO | 證券交易 | 2018-07-23 | - |
| WING FUNG FUTURES LIMITED | Rep | 期貨合約交易 | 2015-10-19 | 2018-07-23 |
| WING FUNG SECURITIES LIMITED | Rep | 證券交易 | 2015-10-19 | 2018-07-23 |
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2013-01-09 | 2015-05-15 |
| Rep | 期貨合約交易 | 2012-10-10 | 2015-05-15 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-01-03 | 2012-11-30 |
| HSBC FUTURES (SINGAPORE) PTE LTD | RO | 就期貨合約提供意見 | 2010-01-07 | 2011-09-24 |
| RO | 期貨合約交易 | 2010-01-07 | 2011-09-24 | |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-08-27 | 2011-09-24 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | 期貨合約交易 | 2009-08-27 | 2010-01-07 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-10-15 | 2009-06-20 |
| Rep | 證券交易 | 2008-10-15 | 2009-06-20 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2008-03-18 | 2009-06-20 |
| Newedge Broker Limited | RO | 提供自動化交易服務 | 2004-01-05 | 2009-06-20 |
| RO | 期貨合約交易 | 2004-01-05 | 2009-06-20 | |
| RO | 證券交易 | 2004-01-05 | 2009-06-20 | |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-06-07 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-07 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-01-05 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-01-05 | |
| Rep | 證券交易 | 2003-04-01 | 2004-01-05 |
已採集記錄中暫無金管局登記。