| BOCOM International Securities Limited | RO | 就期貨合約提供意見 | 2018-05-03 | 2021-03-01 |
| RO | 期貨合約交易 | 2018-05-03 | 2021-03-01 |
| Rep | 就期貨合約提供意見 | 2017-07-06 | 2018-05-03 |
| Rep | 期貨合約交易 | 2017-07-06 | 2018-05-03 |
| Rep | 就證券提供意見 | 2017-07-06 | 2021-03-01 |
| Rep | 證券交易 | 2017-07-06 | 2021-03-01 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | 就期貨合約提供意見 | 2007-08-13 | 2012-03-23 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-06-10 | 2016-01-30 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | 就期貨合約提供意見 | - | 2003-08-29 |
| Rep | 提供資產管理 | - | 2003-08-29 |
| Rep | 期貨合約交易 | - | 2012-03-23 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-19 |
| Rep | 就證券提供意見 | - | 2004-01-19 |
| Rep | 提供資產管理 | - | 2004-01-19 |
| Rep | 證券交易 | - | 2005-11-14 |